South Carolina Broker-Dealer and Investment Adviser Bond

This bond is required by the South Carolina Securities Commission under South Carolina Code of Regulations 13-405. The bond states that the bond holder, or Principal, will comply with all applicable provisions of, and order, rules and regulations issued pursuant to, the applicable securities statutes of the particular states, commonwealth or territories in which the Principal is registered. The required bond amount is either $35,000 or $50,000. To determine the cost of this bond, complete our easy online application.

To Get a South Carolina Broker-Dealer and Investment Adviser Bond: 

  1. Complete an online application.
  2. One of our expert commercial surety agents will call and email you with the firm quote and an agreement to sign.
  3. Provide payment and your signed agreement, then you will receive your bond!

** all bonds are subject to the underwriting terms and conditions of the issuing company.