This surety bond is required by the State of Utah under the Utah Uniform Securities Act section 61-1-22(7)(a). The bond ensures the State of Utah that the bond holder will truly report the names and addresses of all Investment Adviser Representatives appointed by the investment adviser to the Utah Division of Securities. It also guarantees that the bond holder will comply with the rules and regulations of the Utah Uniform Securities Act. The required bond amount is $35,000. In order to determine the cost of your bond, simply complete our easy online application.
To Secure an Utah Indemnity Bond of Investment Adviser ($35,000):
- Complete an online application.
- One of our expert commercial surety agents will call and email you with the firm quote and an agreement to sign.
- Provide payment and your signed agreement, then you will receive your bond!
** all bonds are subject to the underwriting terms and conditions of the issuing company.