This surety bond is required by the Secretary of State, Securities Division. The bond states that the bondholder will follow Chapter 78C of the North Carolina General Statutes and with all rules, regulations and orders issued pursuant thereto and all amendments thereto now or hereinafter enacted. The required bond amount varies, but Surety1 can provide this bond at a competitive price regardless of the bond amount you need.
To Attain a North Carolina Investment Adviser’s Bond:
- Complete an online application.
- One of our expert commercial surety agents will call and email you with the firm quote and an agreement to sign.
- Provide payment and your signed agreement, then you will receive your bond!
** all bonds are subject to the underwriting terms and conditions of the issuing company.